CCH Learning Center

Description:

This comprehensive course explains key terminology, including recently modified terms, and provides in-depth analysis of related issues. Sample disclosure forms to facilitate Code compliance and practical "how to" guidance in essential areas are provided.

The course examines the cornerstone principles set forth by the Code such as integrity, objectivity, competence, fairness, confidentiality, professionalism and diligence. An extensive case study to illustrate what is acceptable conduct versus what is not acceptable conduct is provided. Suggestions for avoiding or preventing claims of misconduct, as well as ideas for contesting such claims, are addressed throughout the course. Topics covered include:

• Purpose of the Code of Ethics
• Composition and scope of the Code
• Definitions of key terminology
• Detailed analysis of the principles and rules
• Conflicts of interest
• Acceptable methods of compensation
• Appropriate disclosure
• Disciplinary rules and procedures
• And much more

Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER and federally registered CFP (with flame design) in the U.S., which it awards to individuals who successfully complete CFP Board's initial and ongoing certification requirements. While the materials for the course(s) (Code of Ethics and/or Practice Standards) have been approved by the CFP Board as meeting the established standards for continuing education, the CFP Board does not review the method or means of presentation and, therefore, makes no representation concerning the delivery of this information to the CFP® certificant.

CFP Board's Code of Ethics and Professional Responsibility, Financial Planning Practice Standards, Anonymous Case History and Advisory Opinions are the property of CFP Board and may not be resold, republished or copied without the prior consent of CFP Board. Copyright © 2009 Certified Financial Planner Board of Standards, Inc. All rights reserved. Reproduced with permission.